
WHAT WE DO
Guarantee provision is a key tool to ensure that a capital raising is carried out as planned. Arranging guarantee commitments from institutional investors or qualified parties creates clarity and certainty about the feasibility of the transaction — strengthening the company's credibility with other investors and the market.
ARBA arranges underwriting structures tailored to each transaction — from full issue guarantees to partial guarantees and soft underwriting arrangements. We coordinate guarantor participation, manage documentation and deal structuring, and ensure that commitments are properly structured in relation to the transaction's regulatory requirements and investor allocation.
We determine the appropriate underwriting structure -- full guarantee, partial guarantee or soft guarantee -- based on transaction volume, investor base and the company's specific needs and risk tolerance.
We identify and engage appropriate institutional investors and qualified parties as guarantors, and manage relationships and terms negotiations throughout the process.
We coordinate the development of warranty agreements and related documentation in cooperation with legal advisors, ensuring that the commitments are properly structured and legally binding.
We manage the underwriting process in a disciplined manner -- with clear allocation and trigger mechanisms -- to minimize risk and maximize security in the execution of the transaction.
HOW WE DELIVER
FOR WHOM
Companies seeking increased security in a capital raising
Companies with complex investor base or volatile market environment
Growth companies looking to strengthen the credibility of the transaction
Companies before listing or pre-IPO issue
Companies where warranty commitments are required by marketplace or regulatory framework
Do you need a guarantee for your transaction?
Contact us to discuss how a guarantee arrangement can strengthen your capital raising and increase transaction security.